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RESEARCH AND PROFESSIONAL DOCTORATE DEGREE REGULATIONS
PREAMBLE
The
Research and Professional Doctorate Degree Regulations relate to all
award courses in the University which meet the requirements of the Commonwealth
Government Department of Education, Science and Training (DEST), or
equivalent government department responsible for determining the requirements
for university research degrees and, where applicable, professional
doctorates.
These
Regulations should be read in conjunction with the University’s Academic
Regulations, which shall apply in relation to the administration of
taught units within research degree courses and in the event of the
Research and Professional Doctorate Degree Regulations being silent
on any matter. Unless advised to the contrary, the Research and Professional
Doctorate Degree Regulations shall have priority over the Academic Regulations.
Other requirements specific to individual courses should be read in
conjunction with these Regulations.

1. Interpretation / Definitions
In these Regulations, unless inconsistent with the context or the subject
matter:
-
‘Associate
Supervisor’ is a person external to this University who has been
invited by the URRTMC to contribute particular expertise in a specialised
area of research supervision or who has been asked to assist and
advise, as appropriate, a candidate in the undertaking of the degree
requirements at a location other than at the University
-
‘Chairperson
of the Faculty Board’ is the Dean of the Faculty or nominee to that
position. The Dean will consult on all occasions with the Head of
School prior to making recommendations to the URRTMC;
-
‘Code of Conduct of Research’ means that Code as
adopted and amended from time-to-time by the Academic Board and Senate;
-
‘Co-Supervisor’ is an academic staff member of this
University who has been appointed by the URRTMC to work with the Principal
Supervisor in assisting a higher degree candidate to formulate a research
topic and to undertake the research in a systematic and orderly manner;
-
‘Course Co-ordinator’ or ‘Postgraduate Co-ordinator’
means that person appointed by a Dean or a Head of School to be responsible
for the day-to-day administration of a course of study or research degree
programme on behalf of a Faculty or School, and who has signatory authority
on behalf of a Dean or Head of School;
- ‘Dean’
means the Dean of the relevant Faculty;
- ‘Doctorate’
or ‘Doctoral’ refers to the Doctor of Philosophy and/or professional
doctorate degree/s, according to the context;
- ‘External
Examiner’ means an examiner who during the period of candidature has
not been a member of the academic staff of the University, has not taught
the examinable unit or course at this University and has not acted as
an Associate Supervisor of the candidate;
-
‘Faculty Board’
means the Board of a particular Faculty;
-
‘Full-time’ refers to a candidate who is enrolled on
a full-time basis and who is deemed by the URRTMC, in consultation with
the Dean, to be a person not otherwise employed except on a casual or
part-time basis;
-
‘Head of School’ is the designated Head of School within
the University;
- ‘Higher
degrees’ means research Masters’ degrees and Doctoral degrees; it excludes
coursework Masters’ degrees;
-
‘Intellectual Property Policy’ means that Policy as
adopted and amended from time-to-time by the Academic Board and Senate;
- ‘Part-time’
refers to a candidate who is not a full-time candidate but is able to
devote an average of 20 hours per week to study and research;
- ‘Principal
Supervisor’ means an academic staff member from this University who
has been appointed by the URRTMC:
(a)to supervise:
(b)to
serve as the principal person responsible for leading a team of supervisors
in the provision of guidance and assistance to named candidates as
they undertake the relevant degree requirements;
- ‘Professional
training’ sometimes includes observations or practical work external
to the University. This may occur across a wide range of disciplines
which include (among others) environmental science, nursing, education,
counselling, psychology, social work and health sciences, and may include
observations made, for example, in the field in industry, educational
institutions and public offices, the examination of documents and other
materials in libraries, museums and other repositories away from the
University, and the use of equipment or facilities which are essential
to the research in question and not available in the University;
-
‘Research degree’ is a degree
which meets the requirements of DEST, or equivalent government department
responsible for determining the requirements for university research
degrees;
- ‘Research
Services’, commonly known as the Research Office or Office of Research,
means that office responsible for administering the day-to-day requirements
of higher degrees;
- ‘School’
means the relevant School of the University;
- ‘Supervisor’,
used generically, includes the Principal Supervisor, Co-Supervisor and/or
Associate Supervisor, as appropriate according to the context;
- ‘Thesis’
means any written dissertation in fulfilment of 66.66% or more of the
degree requirements, and includes, in the case of music (composition),
a composition portfolio consisting of tapes and/or scores together with
a written dissertation of 10,000-20,000 words at Master’s level
and 30,000 words at doctorate level and in the case of continuing students
only in the fine arts, may include an exhibition of artistic work, a
video or DVD of artistic production (or equivalent new media) together
with an exegesis of 10,000-20,000 words at Master’s level and
30,000 words at doctorate level.
-
‘URRTMC’
means the University Research and Research Training Management Committee,
a standing committee of the Academic Board, which administers the
research degree or component of the degree in question;
-
Words in the singular include
the plural and words in the plural include the singular.

2.
Application of Regulations
These Regulations apply to the designated degrees of Master and Doctor
listed in the Schedule. Other requirements specific to individual courses
should be read in conjunction with these Regulations. It is the responsibility
of students to ensure the accuracy of their enrolment in accordance
with the course requirements and these Regulations.
3.
Administration of Higher Degree Programmes
3.1
The URRTMC
shall be responsible for the administration of higher degrees, subject
to the general supervision of the Academic Board. The Chair of the URRTMC
may act executively out-of-session on behalf of the Committee, subject
to the endorsement of the Committee at its next meeting.
3.2
The URRTMC
shall report regularly to the Academic Board and make recommendations
on the award of research degrees directly to the Board.
3.3
The relevant
Faculty Research Degrees Committee or equivalent, under the general
supervision of the Faculty Board, shall administer the coursework component
of professional doctorates, identified in the Schedule.
3.4 Designated Research Services
Officers are authorised to action matters approved executively by
the Chair of the URRTMC.

4.
Eligibility for Admission to Higher Degree Candidature
4.1
Eligibility
for admission to higher degree candidature is determined having regard
to the applicant's capacity to meet the specific entry requirements
approved by the Academic Board for that course.
4.2
A quota on
the number of candidates that can be admitted to a higher degree
programme may be applied. A quota may also be placed on the
number of candidates an academic staff member may supervise.
4.3
Meeting the
requirements for admission is not in itself a guarantee of admission.
4.4
English Language Proficiency
Any applicant seeking admission on the basis of a qualification undertaken
in a language other than English must demonstrate English language
proficiency.
International students seeking admission must satisfy
standard admission requirements for the relevant course, together
with English language proficiency requirements.

5.
Admission to Higher Degree Candidature
5.1
Application for Admission to Higher Degree Candidature
5.1.1 A person seeking admission to higher
degree candidature shall apply to the URRTMC (via Research Services)
on the prescribed form.
5.1.2
Applications
for admission to higher degree candidature must be received by Research
Services by the due date determined by the University which shall be
not later than one month prior to the first week of the start of units
in a particular course. Applications for admission to courses with a
thesis only requirement may be submitted at any time.
5.1.3
Such an applicant
shall also lodge with the application any other documents which the
URRTMC shall require to determine suitability for entry to the degree
programme.
5.1.4 An applicant may also
submit, or may, on the recommendation of the Dean be required to submit,
in support of the application for admission, other relevant material
(such as tapes, recordings, drawings and sketches). All such material
shall be accompanied by a formal statement by the applicant specifying
the extent to which the applicant has been responsible for its preparation.
5.1.5
An applicant
who has previously been enrolled as a Doctoral or Master’s candidate
at this or another institution and who has failed the examination for
the degree shall not be admitted as a candidate for the same degree
except in extraordinary circumstances approved by the URRTMC.
5.1.6 Criteria to be Used in Assessing
Applicants for Admission
The matters to be taken into account in assessing
applicants for admission to candidature are:
·
the academic
record and any other qualifications and professional experience of the
applicant relevant to the proposed course of study and research;
·
academic referees'
reports;
·
professional
referees' reports, as required;
·
the practicability
and quality of the proposed research project;
·
the relevance
of the proposed research project to the current research interests and
goals of the School/Faculty;
·
performance
at a selection interview, where required by the Dean or nominee responsible
for making a recommendation for admission to the URRTMC; and
·
any other matters
which the URRTMC, in consultation with the Dean and such other persons
as it deems appropriate, considers relevant.
5.2 Proposed Programme of Advanced Study
and Research
5.2.1 In addition to satisfying the provisions
of Regulation 5.1 above, an applicant shall submit to the URRTMC, a
research proposal of 300 to 500 words.
5.2.2
The URRTMC
must be satisfied, after consultation with the Dean and such other persons
as may be appropriate, that:
(a) the programme proposed is appropriate
to candidature for the degree;
(b) the applicant has adequate training
and background or experience to pursue such a programme; and
(c) adequate supervision and facilities
necessary for the pursuit of the proposed research project can be provided.
5.3 Master’s Preliminary Programme
5.3.1 If an applicant is not eligible for
admission to candidature for a Master’s degree, the URRTMC, acting on
the advice of the Dean, in the case of a MPhil applicant (or the advice
of the Head of School for a professional Master’s programme) may admit
that applicant to a Master’s preliminary course of studies. Such a Master’s
preliminary course shall normally occupy up to two semesters
of full-time study or four semesters of part-time study.
5.3.2 On successful completion
of a Master’s preliminary course a candidate may apply for admission
to candidature for the relevant Master’s degree.
5.3.3 Successful completion
of a Master’s preliminary programme shall not in itself be a guarantee
of admission to a Master’s degree programme.
5.4.1 An applicant who meets
the relevant admission requirements and who has maintained an acceptable
standard of Master’s or Doctoral level work at another
institution may be admitted by the URRTMC to advanced status on the
advice of the Dean in consultation with such other persons as it considers
appropriate.
5.4.2
On admission
to candidature the URRTMC shall determine, on the recommendation of
the Dean, any courses, seminars or practical experience which a candidate
shall be required to attend and complete successfully, and at what level
the candidate shall successfully complete such work.
5.5 Deferment of Admission
An offer of enrolment in a higher degree programme
may not be deferred. Requests for an application to be reactivated must
be received by Research Services a minimum of one month prior to the
first week of the start of units in a particular course. Applications
for admission to a course with a thesis only requirement may be re-submitted
at any time.
5.6 Cancellation
of Enrolment in Event of Fraudulent Basis of Admission
The URRTMC will cancel enrolment if an applicant is found
to have been admitted on the basis of fraudulent or misleading information.
Fees paid may be forfeited.

6. Credit
6.2 Application for Review of Credit Granted
A student who is dissatisfied with the decision
concerning credit may write to the Chair of the URRTMC seeking a review
of the decision. The decision of the Chair of the URRTMC will be final.

7.
Enrolment and Re-Enrolment
7.1 Requirements for Enrolment
A person who has been offered a place in a
course must complete the required enrolment procedures by the due date.
Enrolment is not complete until all relevant University and government
fees and charges have been paid or approved payment arrangements have
been made.
7.2 Late Enrolment
A person who fails to complete procedures
for enrolment or variation of enrolment by the due date will be required
to pay a late fee in order to be an enrolled student. Enrolment in a
course or unit will not be accepted after the date prescribed by the
University.
7.3
Course
Re-enrolment
Re-enrolment in a research degree course will ordinarily
be automatic. Candidates will receive a Confirmation of Enrolment and
a Fees Notification at the relevant time.
7.4.1 If a candidate fails to resume candidature
after a period of Leave of Absence by the required date and no satisfactory
reason for the failure is received by the URRTMC within thirty days
of the required date, the candidature will lapse automatically.
7.4.2 If a person whose candidature has lapsed
desires to resume candidature, application must be made for re-admission
to candidature under the terms and conditions prevailing at the time
of re-application.
7.4.3
The URRTMC, after establishing that the candidate's programme, including
preparation of the thesis, can be completed satisfactorily within the
time remaining to the candidate, may re-admit a candidate whose former
candidature had lapsed. In such circumstances, the commencement of candidature
shall be the date of the original enrolment and the candidature shall
be continued under the Regulations in force at the time of re-admission.
7.5
Withdrawal from Enrolment
7.5.1 A candidate may apply to withdraw from
candidature at any time. Such withdrawal shall be made in writing to
the URRTMC and shall take effect from the date the candidate's advice
is received by the URRTMC.
7.5.2
The Principal
Supervisor shall be requested to provide an Academic Progress Report
at the time of withdrawal from candidature for the following category
of candidates:
(a)
PhD candidates; and
(b)
EdD Part 3 candidates.
7.5.3 If an application to withdraw from candidature
is received after the designated Commonwealth Census Dates (usually
31 March and 31 August), University fees shall apply.
7.6 Revival of Candidature
after Withdrawal
7.6.1 The URRTMC, after establishing that
the requirements of the Regulations are still satisfied and that the
research and the thesis can be satisfactorily completed within the time
remaining to the candidate, may, in special circumstances and in consultation
with the Dean, reinstate the candidature of a former candidate who withdrew
for financial, health or other valid reasons, provided his or her academic
progress was satisfactory at the time of withdrawal.
7.6.2 In such circumstances, the commencement
of candidature will be the date of the original enrolment and the candidature
shall continue under the Regulations in force at the time of reinstatement.
7.7 Concurrent Enrolment
A candidate for a Doctoral degree may not
enrol or remain enrolled in any other unit or course of study at this
University or any other institution without the approval of the URRTMC
on the recommendation of the Dean and the Principal Supervisor.

8.
Status and Commencement Date of Candidature
8.1 Commencement Date of Candidature
The date of commencement of candidature shall
be determined by the URRTMC after receiving the advice of the Dean,
the Head of School or Course Co-ordinator (as applicable).
8.2 Enrolment Status
8.2.1 An applicant may be
accepted either as a full-time candidate or a part-time candidate.
8.2.2
An applicant
for a higher degree may be permitted to proceed as a part-time candidate
provided that evidence is supplied by the Dean, in consultation with
the proposed Principal Supervisor, sufficient to satisfy the URRTMC
that adequate and regular contact will be maintained between the candidate,
the supervisor and the School / Faculty.
8.2.3
A candidate
may transfer from one enrolment status to another on such terms as the
URRTMC may prescribe and the URRTMC shall determine the new date for
completion of the degree requirements.
8.3 Provisional Candidature
8.3.1 Applicants for Master’s level candidature
may be admitted on a provisional basis, subject to conditions approved
by the URRTMC, upon the recommendation of the Dean and such other persons
as may be appropriate.
8.3.2
Applicants
for PhD candidature are normally admitted on a provisional basis.
8.3.3
The URRTMC
shall consider the reports furnished by or in respect of the candidate
and the recommendation of the Dean:
(a)
after a provisional Master’s candidate has
completed one semester as a full-time student or two semesters as a
part-time student; or
(b)
after a provisional Doctoral candidate has
completed one year as a full-time student or two years as a part-time
student.
The URRTMC may then admit the student as a
candidate, continue the provisional candidature, or terminate the
enrolment.

9.
Course of Study and Research
9.1 Duration of Candidature
9.1.1 Candidates enrolled in
a higher degree programme shall normally complete the degree requirements
within the period indicated for the respective degrees listed in the
Schedule.
9.1.2
The URRTMC
may, on the recommendation of the Dean, permit a candidate to submit
a thesis before the time specified in the Schedule.
9.1.3
In no case
shall the duration of candidature be less than one year or two semesters
full-time (or equivalent).
9.1.4
The URRTMC
may determine a maximum period of extension of candidature for candidates
who fail to complete the degree requirements within the maximum period
indicated in the Schedule, and may determine such conditions as it considers
appropriate, after which the Committee may terminate their enrolment.
9.2
Confirmation
of Doctoral Candidature
9.2.1
As the basis for confirmation of candidature, all Doctoral candidates
shall attend postgraduate seminars in their respective School/Faculty/Campus,
as appropriate, and present a formal thesis proposal at a research seminar
within the first twelve (12) months of full-time thesis candidature,
or part-time equivalent.
9.2.2
In the formal
Doctoral thesis proposal, candidates must present:
(a)
their intended
area of research;
(b)
clearly defined
and described aims and purposes of the study and the identification
and elaboration of the problems and/or hypotheses being investigated;
(c)
the results
of their literature review;
(d)
the proposed
research design and methodology and the rationale for their selection,
including potential ethical issues;
(e)
intended data
sources; and
(f)
timeline for
completing the degree within the period of candidature.
9.2.3 The Principal Supervisor
via the Head of School and Dean shall advise the URRTMC on the result
of the Doctoral proposal seminar and shall recommend to that Committee
whether Doctoral candidature is to be confirmed or the candidate is
to be required to re-present their Doctoral thesis proposal seminar
within three months.
9.2.4 When the URRTMC is satisfied
that the candidate has met the requirements for the initial Doctoral
seminar, the candidate will be permitted to proceed.
9.3
Confirmation
of Master’s Candidature
9.3.1
As the basis
for continuation of candidature, all Master’s level candidates shall
attend postgraduate seminars in their respective School/Faculty/Campus,
as appropriate, and present a formal thesis proposal at a research seminar
by the end of the first semester of full-time enrolment (or second semester
of part-time enrolment) in the thesis unit.
9.3.2
In the formal
Master’s thesis proposal, candidates must present:
(a)
their intended
area of research;
(b)
clearly defined
and described aims and purposes of the study and the identification
and elaboration of the problems and/or hypotheses being investigated;
(c)
the result
of their literature review;
(d)
the proposed
research design and methodology and the rationale for their selection,
including potential ethical issues;
(e)
intended data
sources; and
(f)
timeline for
completing the degree within the period of candidature.
9.3.3
The Principal
Supervisor and the Course/Postgraduate Co-ordinator shall advise the
URRTMC on the result of the Master’s proposal seminar and shall recommend
to that Committee whether Master’s candidature is to be confirmed or
the candidate is to be required to re-present their Master’s thesis
proposal seminar within three months.
9.3.4 When the URRTMC is satisfied
that the candidate has met the requirements for the initial Master’s
seminar, the candidate will be permitted to proceed.
9.4
Application
to Upgrade from Master’s Level to Doctoral Level Candidature
9.4.1
Master’s
candidates may after a period of 12 months full-time enrolment (or
24 months part-time enrolment) apply to upgrade their candidature
to Doctoral degree level.
9.4.2 The commencement date of candidature
may be backdated by a period of time equal to that part of the applicant's
candidature for the Master’s degree which the URRTMC accepts as counting
towards the period of the Doctoral candidature.
9.5 Variations to the Conditions
of Candidature
9.5.1 Application for Variation of
Conditions of Candidature
A candidate may apply to the URRTMC:
(a)
for a courseload
change from full-time to part-time enrolment (or vice versa) of the
whole or any part of the course;
(b)
for Leave of
Absence from candidature after the first twelve (12) months from the
date of candidature;
(c)
for periods
of extension of candidature;
(d)
for periods
of outside study, whether in Australia or overseas, after the first
twelve (12) months of candidature;
(e)
for periods
of sick leave greater than three weeks upon presentation of a medical
certificate from a registered medical practitioner; or
(f) for periods of maternity leave up to a maximum of
twelve (12) weeks during candidature (periods of maternity leave are
in addition to the normal duration of candidature).
Any such application must be made on the prescribed
form and set out in full the reasons for the request.
9.5.2
Approved
Period of Leave of Absence
Normally Leave of Absence will be approved for a maximum
of six months. In exceptional circumstances, the URRTMC may approve
a second six-month period of Leave of Absence for reasons outside
the candidate’s control. The maximum cumulative period of approved
Leave of Absence shall normally be not greater than 12 months.
9.5.3 Approved Extension of Candidature
Normally extension of candidature will be
approved for a maximum of six months. In exceptional circumstances,
the URRTMC may approve a further six-month period of extension of
candidature for reasons outside the candidate’s control.
9.5.4 The decision on the application
for variation to the conditions of candidature shall be made ordinarily
by the Dean after consultation with the Head of School and Principal
Supervisor. Any approval may be subject to such conditions as the
Dean may determine.
9.5.5 All variations to the conditions of
candidature which have been approved by the Dean shall be subject to
confirmation by the Chair of the URRTMC and reported to that Committee
at its next meeting.
9.5.6 Review of Decision
A candidate may ask the URRTMC to review a
decision by the Dean relating to the candidate's request to vary conditions
of candidature. Such review may be processed executively by the Chair
of the URRTMC.
10.
Pursuance of Candidature
10.1 All candidates shall pursue
their studies wholly under the control of the University and shall carry
out such work, other than fieldwork, at the University except as provided
in Regulations 10.2, 10.3 and 10.4 below.
10.2
If fieldwork
involves continuous absence from the University of more than three months
the permission of the URRTMC is required before it is commenced.
10.3
The URRTMC,
on the recommendation of the Dean and the Principal Supervisor, may
permit a candidate to undertake research activities at another institution
or centre in part fulfilment of these Regulations.
Where permission to undertake research activities at
another institution or centre is given by the URRTMC, the candidate
must maintain adequate and regular contact with his/her Supervisors
and must submit such progress reports as may be required by them, the
Dean or the URRTMC.
10.4
A candidate
who has completed the minimum period of candidature of twelve months
may apply for permission to complete candidature away from the University.
If the URRTMC, on the recommendation of the Dean and Principal Supervisor,
is satisfied that the candidate has made substantial progress towards
the completion of the degree requirements, it may permit the candidate
to complete candidature under such conditions as it determines.
10.5
Candidates
who have been approved by the URRTMC to undertake research activities
or to complete the degree requirements away from the University shall
remain subject to the relevant University Regulations and any fees which
may be applicable at the time.
11.1
After receiving
the advice of the Dean, the URRTMC shall appoint a Principal Supervisor
and, if appropriate, one or more additional supervisors (to be known
as Co-Supervisors) for each candidate at the same time as it approves
admission to the thesis stage of the candidature. Before
making a recommendation the Dean shall consult with the Head of School,
proposed supervisor(s), other staff, as may be appropriate, and, if
necessary, the candidate.
11.2 The Dean must provide
an assurance of continuity of expert supervision for the duration of
candidature in the field of study.
11.3 On the advice of the Dean,
the URRTMC may appoint an Associate Supervisor.
11.4 All supervisors shall
follow the procedures outlined in the University’s Supervision Policy.
11.5 If the candidate is permitted
to pursue candidature away from the University pursuant to the provisions
of Regulations 10.2 and 10.4 above, the Dean shall advise the URRTMC
on the appointment of an Associate Supervisor able to provide guidance
at the external institution or centre.
11.6 If a supervisor is to
be absent from the University for more than three consecutive months,
the URRTMC shall, on the advice of the Dean, appoint an acting supervisor.
Before making such recommendation the Dean shall consult the supervisor
concerned, the proposed acting supervisor, other staff as may be appropriate,
and, if necessary, the candidate.
11.7
A Principal
Supervisor, but not necessarily a Co-Supervisor or an Associate Supervisor,
must hold an academic qualification at least equivalent to the level
of the degree being supervised, or have published work in a relevant
discipline which satisfies the URRTMC, after consultation with the Dean,
as being adequate for the purpose of supervision.
11.8 No person who is enrolled for
a Doctoral degree by research in this University or any other institution
shall serve as a Principal Supervisor of a Doctoral candidate in the
same research area unless approved by the URRTMC.
11.9
A candidate
may request the URRTMC to review supervision arrangements and to appoint
a new supervisor, if necessary. The candidate shall specify in writing
the reason for the request, and the URRTMC shall consult all parties
concerned before making a decision on the basis of the evidence available
to it.

12.
Obtaining ethical clearance for research
12.1
All research
in the University must comply with State and Commonwealth legislative
requirements.
12.2
All candidates
are required to inform themselves of these requirements and to familiarise
themselves with the University Code of Conduct of Research and with
its policies on research-related matters.
12.3
Projects involving:
(a)
contact with
human participants, interviews, the administration of questionnaires
or access to public or private records;
(b)
animals;
(c)
recombinant
DNA; or
(d)
ionising radiation
must receive ethical clearance from the Human
Research Ethics Committee.
12.4
Failure to obtain written ethical clearance in advance of the proposed
contact shall be a breach of the University Code of Conduct of Research
and may breach State or Commonwealth legislation.

13.
Ownership of Intellectual Property
All candidates are required to familiarise themselves
with the University Intellectual Property Policy and to abide by any
requirements specified therein.

14.
Standards of Scholarly Integrity
Both candidates and supervisors shall follow
the University Policy on Standards of Scholarly Integrity.
15.
General Requirements for the Continuation of Candidature
15.1 Under the leadership
of the Principal Supervisor, candidates shall:
(a) maintain adequate and regular
contact in person with each of their supervisors and the School (except
those covered by Regulations 10.2, 10.3 and 10.4 above, who shall follow
such requirements as the URRTMC may determine in each case); and
(b) submit reports on academic
progress as and when requested by the Principal Supervisor, the Dean
or the URRTMC.
15.2 Candidates shall, at such
times and within such periods of time as may be requested by the Dean
and the Principal Supervisor, or the URRTMC, attend such lectures, seminars
or School symposia, submit such written work, and carry out and complete
such practical assignments, research projects and field studies as may
be required.
15.3 The URRTMC, in consultation
with the Dean and the Principal Supervisor, may require a candidate
at any time to present for an oral or written examination in the branch
of knowledge appropriate to the subject of the thesis or of any required
course of study being undertaken.
15.4 Work-in-Progress Seminars
15.4.1 After approval of the
thesis proposal by the URRTMC, Doctoral candidates will be expected
to present within the School/Faculty annual Doctoral level
work-in-progress seminars arranged by the Principal Supervisor.
15.4.2
All Doctoral
candidates shall participate actively in research seminars and shall
present an update on their research at these seminars.
15.4.3
A final seminar
is to be scheduled to occur at the stage when the candidate will be
able to define and defend the major results and conclusions emerging
from the research. This seminar will usually take place
when the candidate is about to provide the required three-months advance
Notice of Intention to submit a thesis for examination.
15.5 Academic Progress
15.5.1 A candidate enrolled in the thesis component of
the degree programme shall submit an Academic Progress Report to the
URRTMC at least annually on a form provided to the candidate. The candidate
shall discuss it with the Principal Supervisor, who shall forward it
to the Head of School. The Head of School will refer to the Dean for
comment, any instances where academic progress is unsatisfactory.
15.5.2 All candidates working on the thesis component
in the early stages of their candidature shall normally meet with their
Principal Supervisor once a fortnight. Candidates should submit written
work regularly. There may be a stage in the research where supervisory
meetings may be held less frequently; such meetings when held should
be of longer duration. Candidates in the later stage in their candidature
shall meet with their Principal Supervisor at least once a month, unless
otherwise directed by the URRTMC. In the final writing-up stages of
the research it may be necessary for supervisory meetings to be held
in person once a fortnight.
15.5.3 All candidates enrolled in a thesis are required
to submit to their supervisors at least one completed chapter or substantial
report on the progress of the thesis by the end of each year of candidature,
bearing in mind the due date for submitting the thesis for examination.
15.5.4 Whenever the Principal Supervisor or
the Dean considers that a candidate is not making satisfactory progress
or is not complying with the requirements of these Regulations, the
URRTMC may, after seeking clarification (if necessary) from the Principal
Supervisor and the Dean, require the candidate to show cause why candidature
should not be terminated on the grounds of unsatisfactory progress.
15.5.5 If the URRTMC, after giving the candidate
an opportunity to be heard and after considering all the evidence before
it, believes that the candidate has failed to make satisfactory progress
it may:
(a) terminate the candidate's
enrolment for the degree; or
(b) specify in writing
conditions under which the candidate's enrolment for the degree may
continue on a probationary basis.
15.5.6 If, within fourteen (14) days of the
date of a letter informing the candidate of the URRTMC decision,
a candidate objects in writing to the URRTMC to the conditions
specified in accordance with Regulation 15.5.5 (b) the URRTMC shall
review them and may:
(a) amend the conditions
under which the candidate is allowed to remain enrolled for the degree;
or
(b) terminate the candidate's
enrolment for the degree.
15.5.7 The URRTMC shall report any termination
of candidature to the Academic Board.

16.
Submission of Thesis for Examination
16.1
On completing
the course of advanced study and research, a candidate shall submit
a written thesis based on work carried out during candidature.
The thesis must demonstrate:
(a)
the ability
of the candidate to conduct a research programme;
(b) a command of knowledge and
skills pertinent to the area of investigation; and
(c) a critical appreciation and
understanding of the relationship of the candidate’s work to the work
of others within the subject area.
In addition, a Doctoral thesis shall demonstrate
that the candidate:
(a)
has made a
substantial contribution to knowledge; and
(b) appreciates and understands
the relationship of the candidate’s own investigations to a wider field
of learning.
16.2 A thesis shall comply
with the guidelines contained in the Policy on the Preparation and Presentation
of a Thesis for Examination.
16.3 Work published before
the commencement of candidature and not submitted for another degree
or diploma may not be included towards fulfilling the requirements for
the degree except with the special permission of the URRTMC. Such work
is considered to be a starting point for postgraduate research and would
normally need to be rewritten considerably, re-analysed or extended
to form a legitimate part of a thesis. Candidates may include in the
thesis a reference to, or summary of, the work for information, provided
appropriate references are included in the introduction to the thesis
16.4 A candidate may not present
as the thesis any work for which another degree or diploma has been
awarded by this University or any other academic institution, but such
a candidate shall not be precluded from incorporating extracts from
such work in the thesis, provided that the source of each extract is
stated explicitly and that the sum of any such extracts does not in
the judgment of the URRTMC constitute a substantial proportion of the
thesis.
16.5 Unless the URRTMC determines
otherwise, the thesis and any other written work submitted for the Master’s
or Doctoral degree shall be written in the English language.
16.6 The thesis may incorporate
or include as an appendix any publications resulting from the work completed
during candidature whether or not the candidate is the sole author or
one of the joint authors.
16.7 Where the thesis draws
on any work for which the candidate has been jointly responsible, evidence
satisfactory to the URRTMC identifying the section of the work for which
the candidate was responsible shall be provided by the candidate to
the URRTMC. Those parts of the thesis which derive from such work shall
be identified as such in the thesis by the candidate.
16.8 A candidate may submit
with the thesis other kinds of relevant additional material (such
as films, tape recordings, models, etc.) for purposes of illustration.
Such material shall be accompanied by evidence of the extent to which
the candidate has been responsible for its preparation. After consideration
of the recommendation of the Principal Supervisor, the URRTMC shall
decide whether such material shall be deemed to constitute part of
the thesis for the purpose of examination.

17.1 Assessment of Taught Units
17.1.1 Unless otherwise determined
by the URRTMC, the examination of material to satisfy the requirements
of taught units at Master’s or Professional Doctoral degree level shall
comply with the Academic Regulations.
17.1.2
A higher degree
candidate may be required by the URRTMC, either on its own initiative
or on the recommendation of the Dean and the Head of School, after consultation
with the Principal Supervisor, at any time during the course of study
and research, to present for oral or written examination or both in
the branch(es) of knowledge appropriate to the subject of the thesis
or the taught units, as may be prescribed by the Committee. Examiners
shall be appointed by the Committee on the recommendation of the Dean,
the Principal Supervisor (or Lecturer-in-Charge) and other members of
staff as may be appropriate.
17.2 Examination of the
Thesis
17.2.1 On completing the programme,
a candidate shall submit a thesis based on work carried out during candidature
which complies with Regulation 16 above and the Policy on the Preparation
and Presentation of a Thesis for Examination.
17.2.2
A candidate
shall give the URRTMC, via Research Services, at least three months'
Notice of Intention to present a thesis for examination.
17.2.3 The Notice of Intention
shall be on the prescribed form and shall specify the precise title
of the thesis and include a professional abstract for forwarding to
the potential examiners. The Principal Supervisor shall indicate that
the thesis is prima facie worthy of examination and complies with the
requirements of the Policy on the Preparation and Presentation of a
Thesis for Examination.
17.2.4 A Doctoral thesis shall
be examined by three examiners, all of whom shall normally be external
to this University and appointed according to the guidelines set out
in the Policy on the Preparation and Presentation of a Thesis for Examination.
Normally, at least one examiner shall be from an overseas institution.
17.2.5
A Master’s thesis shall be examined by two examiners, all of
whom shall normally be external to this University and appointed according
to the guidelines set out in the Policy on the Preparation and Presentation
of a Thesis for Examination.
17.2.6
The assessment of the thesis may also involve an oral and/or
written examination.
17.2.7 In the case of a pass result for
the thesis being approved, the URRTMC must also certify whether or
not the candidate has met the academic requirements of the course.
If so, the URRTMC shall recommend to the Academic Board that, subject
to certification from the Academic Registrar that a candidate complies
with certain formalities under University legislation, the candidate
be recommended to the University Senate for the award of the specified
degree.

18.1 Candidates for a higher degree
may request the URRTMC to review a decision on any matter relating to
the conditions of candidature, including the adequacy of supervisory
arrangements and contact.
18.2
The right of
review and appeal against the result of a taught unit shall be in accordance
with the Academic Regulations.
18.3 If a candidate requests the URRTMC to review a decision
on a candidature-related matter, that request must be made in writing
within thirty (30) days of the date of the letter informing the candidate
of the decision, and must set out the reasons in full.
The Chair of the URRTMC shall review the decision
in consultation with the Dean and the Principal Supervisor and shall,
within fourteen (14) days of receipt of the request, inform the candidate
of the:
·
outcome of
the review;
·
process undertaken
during the review; and
·
reasons for
the decision.
The Chair shall inform the URRTMC of the review
and its outcome at its next scheduled meeting.
18.4 Appeals by candidates simply rejecting the assessment
of the merit of their research or the result of the examination of the
thesis will not be considered.
18.5 If a candidate requests the URRTMC to review its
decision to fail a thesis on procedural grounds, that request must be
made in writing by the candidate within thirty (30) days of the date
of the letter informing him or her of the Committee’s decision, and
must set out the reasons in full.
The Chair of the URRTMC shall consult with
the relevant Faculty Dean, Principal Supervisor and such other persons
as may be appropriate and shall, within twenty-one (21) days of receipt
of the appeal, inform the candidate of the:
·
outcome of
the appeal;
·
process undertaken
during the appeal; and
·
reasons for
the decision.
The Chair shall also inform the URRTMC of
the result of the appeal at its next scheduled meeting
18.6 Notwithstanding the above provisions of this Regulation,
candidates may exercise the right of appeal on procedural grounds
only against the URRTMC decision. Such an appeal shall be made to
the Academic Board within thirty (30) days of the date of the letter
of notification of the result of the review or appeal to the candidate.

19.1
To be eligible
to be admitted to a higher degree award, a candidate must:
(a)
comply with all University statutes and rules;
(b)
pay all relevant fees and charges; and
(c) complete all requirements prescribed
for the course.
19.2 Research and professional
Doctoral degrees shall be awarded without classification unless otherwise
approved by the Academic Board and Senate.

20.
Alteration of Regulations
University Regulations may be altered from
time to time by the Academic Board.
Notwithstanding anything to the
contrary contained in these Regulations, the Chair of the URRTMC may,
in any case deemed appropriate, vary, dispense with or suspend any requirements
of or prescription in these Regulations. Any such action must be reported
to the Academic Board at the first reasonable opportunity.
SCHEDULE
Higher
degrees
1. The following Higher degrees may be awarded
by the University:
Doctor of Education (EdD)
Doctor of Philosophy (PhD)
Doctor of Psychology (DPsych)
Master of Education (Research) [MEd (Res)]
Master of Exercise Science (Research) [MExSc
(Res)]
Master of Midwifery (Research) [MMid (Res)]
Master of Music (Research) [MMusic (Res)]
Master of Nursing (Research) [MN (Res)]
Master of Philosophy (MPhil)
Master
of Social Science (Research) [MSocSc (Res)]
2. Conditions for the
Award of Research and Professional Doctorate Degrees
The conditions for the award of the following degrees
shall be determined by the Academic Board on the advice of the URRTMC
and the Boards of the Faculties indicated:
URRTMC in consultation with all Faculties of the University:
Doctor of Philosophy
Master of Philosophy
PROFESSIONAL Degrees:
Faculty of Arts and Sciences:
Doctor of Psychology
Master of Music (Research)
Master of Social Science (Research)
Faculty of Education:
Doctor of Education
Master
of Education (Research)
Faculty of Health Sciences
Master
of Exercise Science (Research)
Master
of Midwifery (Research)
Master
of Nursing (Research)
3. Duration of Candidature
The requirements for the award of a resea |